The Securities and Exchange Commission (SEC) has taken action against Cantaloupe, Inc., formerly known as USA Technologies, Inc., a company engaged in the manufacturing and distribution of cashless payment devices. The SEC’s…
Month: June 2023
Singapore MAS – Enhancing Safeguards for Proper Conduct of Digital Prospecting and Marketing Activities – This consultation closes at 11.59 PM on 30 June 2023.
Singapore financial regulator MAS seeks feedback on their proposals to enhance safeguards for proper conduct of digital prospecting and marketing activities, and address conduct risks and issues associated with these activities. See…
Singapore MAS – Proposed Amendments to Payment Services Regulations 2019, Notices issued under the Payment Services Act 2019 or MAS Act, and Proposed New Regulations on Exemptions for a Specified Period – This consultation is closed.
MAS has proposed amendments to the Payment Services Regulations 2019 and existing notices applicable to payment service providers, as well as new proposed regulations on exemptions for a specified period. MAS invites…
French financial regulator the AMF fines Melanion Capital and its manager for breaches of professional obligations
In its decision of 24 April 2023, the Enforcement Committee handed down a warning and a fine of €200,000 to the portfolio asset management company Melanion Capital, and a warning and a fine of €150,000 to its manager, Mr Jad Comair.
Owner of Consumer Brands Including BrewDog, Canyon Bicycles and disruptor Bank Revolut, appoint CCO as MD
TSG Promotes Drew Weilbacher to Managing Director
ZoomInfo Appoints Tomer Gershoni as Their First Chief Security Officer
ZoomInfo Appoints Tomer Gershoni as First Chief Security Officer
US Card Payments Processing firm Zeta Expands Leadership Team with Appointment of former WorldPay/FIS CCO Karla Booe
Karla Booe has been appointed as the new Chief Compliance Officer at credit card processing firm Zeta.
OneSpan Inc. appoints Lara Mataac as General Counsel and Chief Compliance Officer
OneSpan Inc. appoints Lara Mataac as General Counsel and Chief Compliance Officer, leading the legal team and overseeing corporate governance and compliance.
Callodine Commercial Finance’s hires Manulife’s Stephen Rainville as CFO/COO/CCO
Oz Street, the company’s current CFO, COO, and CCO, will retire after 15 years of service with CCF and its predecessor firms, according to a statement released today by Callodine Commercial Finance. To replace Mr Street in his position, CCF has hired Manulife’s Stephen Rainville.
Yet more fines against J.P. Morgan by the SEC
J.P. Morgan Securities LLC fined $750,000 by the SEC for failing to implement reasonable controls and supervisory procedures. The firm’s supervisory procedures did not address handling, documenting, and reviewing soft block overrides, resulting…